Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
- [FCA CF] Client dealing (since 1 Dec 2021)
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- Employed By (23 Sep 2019 to 30 Nov 2021)
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- CF1 Director (AR) (14 Sep 2015 to 31 Oct 2018)
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- Employed By (14 Sep 2015 to 7 Nov 2018)
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- Employed By (24 Aug 2015 to 30 Nov 2021)
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- CF21 Investment Adviser (11 Apr 2007 to 5 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Mar 2006 to 11 Apr 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.