RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip John Mott
IRN PJM00019
- CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
Phillip James Lowe
IRN PJL00040
- CF21 Investment Adviser (20 Mar 2002 to 20 Mar 2002)
Rachel Elizabeth Pascoe
IRN REO01008
- [FCA CF] CASS oversight function (since 1 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2022)
Richard Andrew Hannis
IRN RAH00044
- CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
Richard Antony Johns
IRN RAJ01052
- CF1 Director (1 Dec 2001 to 1 Jan 2002)
Richard Charles Hill
IRN RCH01086
- CF21 Investment Adviser (7 Dec 2001 to 7 Dec 2001)
Richard Leonard Webb
IRN RLW01026
- CF14 Risk Assessment (19 Jan 2006 to 13 Nov 2006)
- CF10 Compliance Oversight (27 Feb 2003 to 18 May 2007)
- CF11 Money Laundering Reporting (27 Feb 2003 to 18 May 2007)
Robert James Mackenzie Bulloch
IRN RJB01430
- CF2 Non Executive Director (27 Jan 2009 to 27 Jan 2011)
Roger Miles Layton
IRN RML01083
- CF11 Money Laundering Reporting (13 Feb 2008 to 16 Jun 2010)
Ronald Jude Winter
IRN RJW00040
- CF22 Investment Adviser (Trainee) (3 Dec 2001 to 17 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

K Downward & Company (no longer appointed)
FRN 178586 · Appointed 14 Mar 1992 · Until 1 Jul 2002
Mortgage Matters (no longer appointed)
FRN 201087 · Appointed 1 Feb 1992 · Until 1 Jul 2002
Norwich and Peterborough LBS Ltd (no longer appointed)
FRN 187642 · Appointed 12 Dec 1991 · Until 1 Dec 2001
Hill House Hammond Ltd (no longer appointed)
FRN 158110 · Appointed 31 Oct 1991 · Until 1 Jul 2002
Dale Eddison & Richard Driver (no longer appointed)
FRN 187909 · Appointed 31 Oct 1991 · Until 1 Jul 2002
Andrews Estate Agents Ltd (no longer appointed)
FRN 156315 · Appointed 1 Jul 1991 · Until 1 Jul 2002
Kendell Financial Services (no longer appointed)
FRN 149076 · Appointed 1 Jun 1991 · Until 1 Jul 2002
Invernairn Insurance Services (no longer appointed)
FRN 200799 · Appointed 1 Feb 1991 · Until 1 Jul 2002
Regent Estates Property Limited (no longer appointed)
FRN 191936 · Appointed 1 Jan 1991 · Until 1 Jul 2002
Lampons Financial and Lampons Residential Ltd (no longer appointed)
FRN 161353 · Appointed 26 Oct 1990 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.