Date authorised
19 April 2022
Companies House
13497014
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sovereign Place
    20 The Point
    Market Harborough
    Leicestershire
    LE16 7QU
    UNITED KINGDOM
    Phone
    +4407736953165
  • Complaints Contact

    Sovereign Place
    20 The Point
    Market Harborough
    Leicestershire
    LE16 7QU
    UNITED KINGDOM
    Phone
    +4407736953165

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham John Clarkson

    IRN GJC00004

    • SMF3 Executive Director (19 Apr 2022 to 17 Apr 2025)
  • Minesh Gajjar

    IRN MXG01665

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2024)
    • [FCA CF] Client dealing (since 3 Oct 2024)
    • SMF1 Chief Executive (since 19 Apr 2022)
    • SMF3 Executive Director (since 19 Apr 2022)
  • Peter Matthew Thompson

    IRN PMT01095

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
    • [FCA CF] Client dealing (since 9 Mar 2026)
  • Robert Taylor

    IRN RXT00205

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 May 2022)
    • SMF16 Compliance Oversight (since 19 Apr 2022)
  • Simon Mark Cogman-Hellier

    IRN SXH00048

    • SMF3 Executive Director (since 18 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.