Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 3 Oct 2024)
    • [FCA CF] Client dealing (since 3 Oct 2024)
    • SMF1 Chief Executive (since 19 Apr 2022)
    • SMF3 Executive Director (since 19 Apr 2022)
  • Nedgroup Investments (UK) Limited (no longer approved here)

    FRN 208551

    • CF30 Customer (1 Nov 2007 to 7 May 2013)
    • CF21 Investment Adviser (7 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Aug 2006 to 7 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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