Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 18 Mar 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 5 Aug 2022)
    • Responsible for Insurance Distribution (20 Dec 2018 to 5 Aug 2022)
    • CF11 Money Laundering Reporting (20 Dec 2018 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (20 Dec 2018 to 5 Aug 2022)
    • CF1 Director (AR) (22 Sep 2017 to 24 Jun 2020)
    • CF10 Compliance Oversight (6 Jul 2015 to 16 Apr 2018)
    • CF1 Director (6 Jul 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Jul 2015 to 16 Apr 2018)
    • SMF3 Executive Director (since 18 Mar 2025)
    • SMF3 Executive Director (since 18 Mar 2025)
  • CWB Caledonia Limited (no longer approved here)

    FRN 788340

    • Employed By (22 Sep 2017 to 24 Jun 2020)
  • Corporate Workplace Benefits Limited (no longer approved here)

    FRN 709717

    • Employed By (19 Aug 2015 to 2 Aug 2017)
  • Harold Wilson Financial Services Limited (no longer approved here)

    FRN 121023

    • CF2 Non Executive Director (31 Oct 2008 to 21 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.