Graham John Clarkson

• Radiant Financial Planning Limited

  FRN 192396

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 3 Mar 2021)
  • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2021)
  • CF3 Chief Executive (15 Sep 2015 to 8 Dec 2019)
  • CF1 Director (AR) (18 Aug 2015 to 1 Aug 2017)
  • CF3 Chief Executive (AR) (18 Aug 2015 to 1 Aug 2017)
  • CF28 Systems and controls (9 Oct 2008 to 7 Jul 2015)
  • Responsible for Insurance Mediation (9 Oct 2008 to 7 Jul 2015)
  • CF29 Significant management (9 Oct 2008 to 7 Jul 2015)
  • CF11 Money Laundering Reporting (9 Oct 2008 to 7 Jul 2015)
  • CF10 Compliance Oversight (9 Oct 2008 to 7 Jul 2015)
  • CF30 Customer (1 Nov 2007 to 9 Dec 2021)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Radiant Asset Management Limited (no longer approved here)

  FRN 962780

  • SMF3 Executive Director (19 Apr 2022 to 17 Apr 2025)
• CWB Caledonia Limited (no longer approved here)

  FRN 788340

  • Employed By (22 Sep 2017 to 9 Dec 2021)
• Corporate Workplace Benefits Limited (no longer approved here)

  FRN 709717

  • Employed By (18 Aug 2015 to 2 Aug 2017)

No changes recorded yet.