QUILTER WEALTH LIMITED

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FRN: 217742
Date authorised: 1 April 2013
Companies House: 04500273
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate

For Professional, Retail (Investment)
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stephen Hague
IRN SXH00131
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 1 Feb 2022)
- [FCA CF] Client dealing (1 Sep 2020 to 1 Feb 2022)
Stephen Holt
IRN SXH00073
- CF30 Customer (10 Mar 2010 to 22 Feb 2012)
Stephen Jackson
IRN SXJ00050
- CF1 Director (AR) (29 Jul 2011 to 24 Nov 2014)
- CF30 Customer (7 Jul 2011 to 31 Aug 2014)
Stephen James Larner
IRN SJL00076
- CF30 Customer (27 Jan 2020 to 23 Jul 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jul 2021)
Stephen John Beadsley
IRN SJB01482
- CF1 Director (AR) (15 Jul 2010 to 15 Sep 2011)
- CF30 Customer (15 Jul 2010 to 15 Sep 2011)
Stephen John Parkin
IRN SXP00081
- CF1 Director (AR) (29 Sep 2011 to 28 Feb 2017)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF7 Sole Trader (AR) (4 Dec 2006 to 31 Jan 2007)
- CF21 Investment Adviser (27 May 2004 to 31 Oct 2007)
Stephen John Urry
IRN SJU00002
- CF30 Customer (1 Nov 2007 to 28 Feb 2012)
- CF21 Investment Adviser (27 Jul 2007 to 31 Oct 2007)
Stephen Kilfoyle
IRN SIK00002
- CF30 Customer (28 Oct 2009 to 18 Apr 2011)
Stephen Lamond MacDonald MacLeod
IRN SLM00018
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
- CF4 Partner (AR) (17 Nov 2015 to 4 Dec 2025)
- CF30 Customer (2 Apr 2012 to 4 Dec 2025)
Stephen Lawrence Atwell
IRN SLA00011
- CF4 Partner (AR) (23 Nov 2009 to 29 Feb 2012)
- CF30 Customer (1 Nov 2007 to 29 Feb 2012)
- CF1 Director (25 Sep 2006 to 29 Feb 2012)
- CF7 Sole Trader (AR) (2 Feb 2005 to 31 Jan 2007)
- CF21 Investment Adviser (4 Jul 2003 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Marrion & Co Ltd (no longer appointed)
FRN 779520 · Appointed 22 May 2017 · Until 29 Jan 2024
Interlife Limited (no longer appointed)
FRN 767747 · Appointed 20 Dec 2016 · Until 5 Jan 2022
Nationwide Divorce Ltd (no longer appointed)
FRN 765789 · Appointed 29 Nov 2016 · Until 25 Nov 2020
Andrew Groves (no longer appointed)
FRN 528340 · Appointed 13 Oct 2016 · Until 21 Nov 2016
Simon Houseman Ltd (no longer appointed)
FRN 744822 · Appointed 28 Apr 2016 · Until 29 Apr 2016
Stephen Davis (no longer appointed)
FRN 739378 · Appointed 7 Mar 2016 · Until 12 Jan 2018
Bright Financial Services LLP (no longer appointed)
FRN 719360 · Appointed 6 Oct 2015 · Until 10 Jan 2017
Steven Knight (no longer appointed)
FRN 182528 · Appointed 22 Sep 2015 · Until 31 Mar 2021
Michael Sheehy (no longer appointed)
FRN 200193 · Appointed 19 Aug 2015 · Until 27 Apr 2021
Confidential Financial Planning Ltd (no longer appointed)
FRN 182176 · Appointed 5 Aug 2015 · Until 23 Nov 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.