Stephen James Larner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2021)
    • [FCA CF] Client dealing (since 23 Jul 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (27 Jan 2020 to 23 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jul 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (30 Sep 2009 to 8 Dec 2019)
  • Carpenter Rees Limited (no longer approved here)

    FRN 189740

    • CF21 Investment Adviser (5 Dec 2005 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.