QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Eugene Sloan

    IRN JES01175

    • CF30 Customer (12 Mar 2010 to 1 Aug 2013)
  • John Garvey

    IRN JXG01796

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Feb 2022)
    • CF1 Director (AR) (21 Jan 2009 to 4 Feb 2022)
    • CF30 Customer (21 Jan 2009 to 4 Feb 2022)
  • John Gummerson

    IRN JXG00079

    • CF30 Customer (1 Nov 2007 to 8 Feb 2010)
    • CF4 Partner (AR) (26 Sep 2006 to 8 Feb 2010)
    • CF21 Investment Adviser (11 Sep 2003 to 31 Oct 2007)
  • John Henry Pearson

    IRN JHP00011

    • CF30 Customer (10 Mar 2011 to 31 Dec 2012)
    • CF1 Director (AR) (10 Mar 2011 to 18 Jul 2023)
  • John Hugh Finlay

    IRN JHF00016

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
    • CF30 Customer (23 Jul 2009 to 30 Dec 2011)
  • John Karamouzis

    IRN JXK00048

    • CF1 Director (AR) (since 3 May 2013)
    • CF30 Customer (2 Apr 2012 to 31 Dec 2012)
  • John Kevin Roche

    IRN KJR00021

    • CF30 Customer (2 Apr 2012 to 2 Feb 2015)
  • John Lingham

    IRN JXL01633

    • CF1 Director (AR) (6 Aug 2010 to 28 Feb 2014)
  • John Loizou

    IRN JXL00051

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (27 Jun 2013 to 9 Apr 2021)
  • John Paul Moseley

    IRN JPM00034

    • CF30 Customer (1 Nov 2007 to 12 Nov 2009)
    • CF4 Partner (AR) (26 Nov 2004 to 12 Nov 2009)
    • CF22 Investment Adviser (Trainee) (26 Nov 2004 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.