Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (27 Jun 2013 to 9 Apr 2021)
  • Advies Private Clients LLP (no longer approved here)

    FRN 608366

    • Employed By (8 Nov 2013 to 9 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (7 Jun 2013 to 27 Jun 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 3 Jan 2013)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • BSG Financial Solutions Limited (no longer approved here)

    FRN 214741

    • Employed By (19 Aug 2004 to 3 Jan 2013)
  • John Loizou (no longer approved here)

    FRN 215455

    • (1)Employed By (1 Dec 2001 to 19 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.