QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Killough

  IRN PXK00109

  • [FCA CF] Manager of certification employee (since 31 Jan 2024)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
• Paul Lawson

  IRN PFL01019

  • CF30 Customer (2 Apr 2012 to 27 Apr 2012)
• Paul Liggins

  IRN PAL00028

  • CF30 Customer (14 Nov 2012 to 23 Apr 2013)
• Paul Lindsay Breaks

  IRN PLB00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 5 Jul 2023)
  • CF30 Customer (since 28 Nov 2016)
• Paul Malcolm Wood

  IRN PMW00039

  • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
  • CF21 Investment Adviser (29 Jan 2007 to 31 Oct 2007)
  • CF7 Sole Trader (AR) (29 Jan 2007 to 31 Jan 2007)
• Paul Merrigan

  IRN PXM00163

  • CF1 Director (AR) (since 23 Jul 2024)
• Paul Michael Ring

  IRN PMR00022

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2022)
  • CF1 Director (AR) (15 May 2015 to 14 Jan 2022)
  • CF30 Customer (2 Apr 2012 to 31 Mar 2022)
  • CF4 Partner (AR) (2 Apr 2012 to 2 Jun 2015)
• Paul Reed

  IRN PXR01539

  • CF1 Director (AR) (2 Apr 2012 to 4 Sep 2013)
• Paul Repetto-Lee

  IRN PDL01053

  • CF1 Director (AR) (24 Jan 2011 to 4 May 2011)
  • CF30 Customer (1 Nov 2007 to 4 May 2011)
  • CF7 Sole Trader (AR) (7 Jun 2006 to 31 Jan 2007)
  • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
• Paul Richard Thompson

  IRN PRT00001

  • CF30 Customer (1 Nov 2007 to 10 Oct 2011)
  • CF21 Investment Adviser (24 Feb 2003 to 31 Oct 2007)

• Checkmate Financial Services Ltd (no longer appointed)

  FRN 463175 · Appointed 26 Apr 2013 · Until 8 Dec 2016

• Riverside Financial Solutions LLP (no longer appointed)

  FRN 517065 · Appointed 26 Apr 2013 · Until 24 Feb 2015

• Financial Planning Service (London) (no longer appointed)

  FRN 432802 · Appointed 26 Apr 2013 · Until 31 May 2019

• Masters Financial Planning Ltd (no longer appointed)

  FRN 483946 · Appointed 26 Apr 2013 · Until 19 Nov 2020

• i C Wealth Management Ltd (no longer appointed)

  FRN 542810 · Appointed 26 Apr 2013 · Until 30 Jul 2013

• Castle Financial Services (South East) Ltd (no longer appointed)

  FRN 442173 · Appointed 26 Apr 2013 · Until 31 Jul 2020

• Alpha Life Solutions Ltd (no longer appointed)

  FRN 499245 · Appointed 26 Apr 2013 · Until 12 Dec 2013

• Gerald Bellot (no longer appointed)

  FRN 187426 · Appointed 26 Apr 2013 · Until 25 Feb 2021

• ISA Buyer Ltd (no longer appointed)

  FRN 582461 · Appointed 26 Apr 2013 · Until 1 Dec 2014

• The Excell Partnership LLP (no longer appointed)

  FRN 498668 · Appointed 26 Apr 2013 · Until 22 Apr 2022

No changes recorded yet.