Paul Lawson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Feb 2024)
    • CF30 Customer (since 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (19 Jun 2023 to 9 Feb 2024)
    • [FCA CF] Client dealing (19 Jun 2023 to 9 Feb 2024)
  • Octo Financial Planning Ltd

    FRN 972331

    • (14)Employed By (since 31 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Jun 2023)
    • CF30 Customer (2 Jul 2013 to 19 Jun 2023)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (490)Employed By (2 Jul 2013 to 19 Jun 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (1 May 2012 to 31 Dec 2012)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 27 Apr 2012)
  • Wealth Planning Associates Ltd (no longer approved here)

    FRN 512922

    • Employed By (22 Aug 2011 to 19 Jun 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (23 Mar 2006 to 23 Mar 2009)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (24 May 2005 to 13 Jan 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (24 May 2005 to 13 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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