Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jun 2024)
- CF30 Customer (7 Feb 2013 to 28 Jun 2024)
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- (514)Employed By (7 Feb 2013 to 28 Jun 2024)
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- CF4 Partner (3 Oct 2011 to 5 Apr 2013)
- CF30 Customer (3 Oct 2011 to 5 Apr 2013)
- CF11 Money Laundering Reporting (3 Oct 2011 to 5 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 10 Oct 2011)
- CF21 Investment Adviser (24 Feb 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (20 May 2002 to 30 May 2003)
- CF22 Investment Adviser (Trainee) (5 Jan 2002 to 20 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.