QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jake Jordan Marcus Carr

  IRN JXC00230

  • Appointed representative dealing with clients for which they require qualification (4 Jan 2021 to 16 Sep 2022)
  • CF30 Customer (2 Dec 2020 to 16 Sep 2022)
• James Benjamin Tomlinson

  IRN JBT00012

  • CF1 Director (AR) (19 Jun 2012 to 16 Oct 2013)
  • CF30 Customer (19 Jun 2012 to 16 Oct 2013)
• James Carey

  IRN JXC00253

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 30 Sep 2022)
• James Crouch

  IRN JDC00022

  • CF30 Customer (2 Apr 2012 to 6 Jun 2021)
• James David Abram

  IRN JXA08048

  • CF1 Director (AR) (7 Nov 2018 to 25 Mar 2021)
• James Docherty

  IRN JXD00179

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 5 Jul 2023)
  • CF1 Director (AR) (since 1 Jul 2021)
  • CF30 Customer (since 26 May 2021)
• James Fitzgerald

  IRN JXF00078

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (12 Aug 2004 to 31 Oct 2007)
• James Frederick William Carter

  IRN JFC01068

  • CF30 Customer (11 May 2009 to 18 Mar 2011)
• James Henderson Chapman

  IRN JHC01079

  • CF30 Customer (14 Nov 2011 to 31 Dec 2012)
  • CF1 Director (AR) (14 Nov 2011 to 11 Nov 2014)
• James Hobbs

  IRN JMH01295

  • CF30 Customer (26 May 2011 to 8 Oct 2012)

• Vital Financial Solutions Ltd (no longer appointed)

  FRN 601627 · Appointed 24 May 2013 · Until 3 Mar 2016

• Anthony Goss (no longer appointed)

  FRN 601472 · Appointed 22 May 2013 · Until 17 Oct 2016

• Trevor Menezes (no longer appointed)

  FRN 601443 · Appointed 22 May 2013 · Until 6 Jul 2016

• Evans & Associates Financial Planning Ltd (no longer appointed)

  FRN 517147 · Appointed 13 May 2013 · Until 13 Dec 2013

• True Wealth Limited (no longer appointed)

  FRN 597076 · Appointed 7 May 2013 · Until 24 Feb 2016

• Cogent Financial Services Ltd (no longer appointed)

  FRN 496154 · Appointed 29 Apr 2013 · Until 19 Jun 2014

• Richmond Wealth Management Ltd (no longer appointed)

  FRN 522182 · Appointed 29 Apr 2013 · Until 2 Feb 2014

• Corporate Financial Resources LLP (no longer appointed)

  FRN 573211 · Appointed 26 Apr 2013 · Until 6 May 2016

• Nexus FS Ltd (no longer appointed)

  FRN 600291 · Appointed 26 Apr 2013 · Until 6 Feb 2026

• Acquire your Business Limited (no longer appointed)

  FRN 524895 · Appointed 26 Apr 2013 · Until 20 Jul 2022

No changes recorded yet.