Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 20 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (since 20 Jan 2023)
    • CF30 Customer (since 12 Dec 2022)
    • CF1 Director (AR) (since 14 Oct 2020)
    • (6)Employed By (since 14 Oct 2020)
    • (4)Employed By (7 Nov 2018 to 13 Oct 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (26 Feb 2019 to 13 Oct 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (7 Nov 2018 to 25 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Abram Partnership Ltd

  2. controlled function added: (4)Employed By at Abram Partnership Ltd

  3. controlled function added: (6)Employed By at Abram Partnership Ltd