James Crouch

• Clarity Wealth Management LLP

  FRN 575252

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 May 2021)
  • [FCA CF] Client dealing (since 19 May 2021)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jun 2021)
  • CF30 Customer (21 Jul 2011 to 1 Apr 2012)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (2 Apr 2012 to 6 Jun 2021)
• Charles Derby Wealth Management Limited (no longer approved here)

  FRN 535816

  • Employed By (21 Jul 2011 to 6 Jun 2021)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • CF30 Customer (22 Sep 2008 to 29 Jul 2011)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (17 Jan 2005 to 29 Oct 2007)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (17 Jan 2005 to 29 Oct 2007)

No changes recorded yet.