QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edward Stephen Howell

  IRN ESH01025

  • CF30 Customer (15 Oct 2012 to 29 Jan 2018)
• Edward Stuart-Brown

  IRN EXS00003

  • CF3 Chief Executive (17 Jan 2011 to 18 Sep 2013)
  • CF1 Director (17 Jan 2011 to 18 Sep 2013)
• Edward Thomas Baker

  IRN ETB00003

  • CF30 Customer (30 Sep 2009 to 17 Sep 2010)
• Edward Thomas Dowden

  IRN ETD01003

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Mar 2022)
  • CF30 Customer (18 Jun 2019 to 25 Mar 2022)
• Elaine Finlay

  IRN EXF00024

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
• Eliana Magdalene Sydes

  IRN EMS01072

  • CF30 Customer (2 Apr 2012 to 19 Sep 2012)
• Elisabeth Lesley Ruth Stones

  IRN EXS01321

  • CF1 Director (AR) (5 Jun 2008 to 4 May 2012)
• Elizabeth Alexandra Dennis

  IRN EAD01061

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 30 Jun 2021)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 29 Jun 2017)
• Elizabeth Jane Newman

  IRN EJN01011

  • CF1 Director (AR) (11 Nov 2009 to 26 Nov 2010)
  • CF30 Customer (11 Nov 2009 to 9 Dec 2009)
• Elizabeth Luckett

  IRN EXL00052

  • Appointed representative dealing with clients for which they require qualification (8 Apr 2021 to 10 Jan 2023)

• Vital Financial Solutions Ltd (no longer appointed)

  FRN 601627 · Appointed 24 May 2013 · Until 3 Mar 2016

• Anthony Goss (no longer appointed)

  FRN 601472 · Appointed 22 May 2013 · Until 17 Oct 2016

• Trevor Menezes (no longer appointed)

  FRN 601443 · Appointed 22 May 2013 · Until 6 Jul 2016

• Evans & Associates Financial Planning Ltd (no longer appointed)

  FRN 517147 · Appointed 13 May 2013 · Until 13 Dec 2013

• True Wealth Limited (no longer appointed)

  FRN 597076 · Appointed 7 May 2013 · Until 24 Feb 2016

• Cogent Financial Services Ltd (no longer appointed)

  FRN 496154 · Appointed 29 Apr 2013 · Until 19 Jun 2014

• Richmond Wealth Management Ltd (no longer appointed)

  FRN 522182 · Appointed 29 Apr 2013 · Until 2 Feb 2014

• Corporate Financial Resources LLP (no longer appointed)

  FRN 573211 · Appointed 26 Apr 2013 · Until 6 May 2016

• Nexus FS Ltd (no longer appointed)

  FRN 600291 · Appointed 26 Apr 2013 · Until 6 Feb 2026

• Acquire your Business Limited (no longer appointed)

  FRN 524895 · Appointed 26 Apr 2013 · Until 20 Jul 2022

No changes recorded yet.