Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
- CF30 Customer (1 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (17 Sep 2013 to 29 Aug 2014)
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- Employed By (22 Mar 2013 to 17 Sep 2013)
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- CF30 Customer (24 Mar 2011 to 17 Sep 2013)
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- Employed By (24 Mar 2011 to 8 Dec 2019)
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- CF30 Customer (30 Sep 2009 to 17 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 6 Nov 2007)
- CF22 Investment Adviser (Trainee) (3 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (21 Aug 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (28 Feb 2003 to 21 Aug 2003)
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- CF21 Investment Adviser (21 Aug 2003 to 9 Aug 2007)
- CF22 Investment Adviser (Trainee) (28 Feb 2003 to 21 Aug 2003)
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- Employed By (28 Feb 2003 to 3 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.