QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Andrew Tarry

  IRN MAT00032

  • CF30 Customer (6 Feb 2012 to 31 Dec 2012)
  • CF1 Director (AR) (12 Jul 2011 to 10 Jul 2013)
• Mark Anthony Amos

  IRN MAA00039

  • CF30 Customer (6 Nov 2012 to 10 Jun 2013)
• Mark Anthony Marshall

  IRN MAM00024

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • Appointed representative dealing with clients for which they require qualification (since 17 Feb 2023)
  • CF30 Customer (since 2 Apr 2012)
• Mark Anthony Vincent Albinson

  IRN MAA01155

  • CF1 Director (AR) (10 Sep 2010 to 15 Aug 2011)
  • CF30 Customer (10 Sep 2010 to 15 Aug 2011)
• Mark Atkinson

  IRN MTA00006

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2026)
  • CF30 Customer (1 Nov 2007 to 5 Feb 2026)
  • CF1 Director (AR) (15 Aug 2005 to 5 Feb 2026)
  • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
• Mark Clifford Lee

  IRN MCL01047

  • CF30 Customer (18 Jun 2012 to 6 Jul 2012)
• Mark Clinton

  IRN MAC01289

  • CF30 Customer (25 Jan 2010 to 15 Aug 2013)
  • CF1 Director (AR) (25 Jan 2010 to 15 Aug 2013)
• Mark Cornelius

  IRN MRC00009

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 6 Mar 2023)
• Mark David Tipper

  IRN MDT00027

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Sep 2022)
  • CF30 Customer (2 Apr 2012 to 20 Sep 2022)
  • CF1 Director (AR) (2 Apr 2012 to 20 Sep 2022)
• Mark Dominic Milner

  IRN MDM00013

  • CF30 Customer (15 Jul 2009 to 31 Dec 2012)

• PSG Financial Solutions Limited (no longer appointed)

  FRN 605097 · Appointed 8 Aug 2013 · Until 13 Apr 2023

• Ashley Law Wealth Management limited (no longer appointed)

  FRN 605617 · Appointed 7 Aug 2013 · Until 10 May 2022

• Juno Wealth Management Ltd (no longer appointed)

  FRN 604963 · Appointed 25 Jul 2013 · Until 30 Apr 2015

• Dr Bjorn Drobak (no longer appointed)

  FRN 569071 · Appointed 16 Jul 2013 · Until 11 Nov 2015

• Wealth Management Workshop Ltd (no longer appointed)

  FRN 603656 · Appointed 3 Jul 2013 · Until 25 Nov 2020

• Will Protection Services Ltd (no longer appointed)

  FRN 603666 · Appointed 3 Jul 2013 · Until 25 Nov 2020

• Geoffrey Leaver Wealth Management Ltd (no longer appointed)

  FRN 602737 · Appointed 19 Jun 2013 · Until 30 Jul 2013

• Jillian Bowen (no longer appointed)

  FRN 602542 · Appointed 13 Jun 2013 · Until 20 Nov 2018

• Nathan Broadhead (no longer appointed)

  FRN 602512 · Appointed 12 Jun 2013 · Until 19 Nov 2020

• Alexander House Agencies Ltd (no longer appointed)

  FRN 486849 · Appointed 10 Jun 2013 · Until 25 Nov 2020

No changes recorded yet.