Mark David Tipper

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2022)
    • [FCA CF] Client dealing (since 22 Sep 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Sep 2022)
    • CF30 Customer (2 Apr 2012 to 20 Sep 2022)
    • CF1 Director (AR) (2 Apr 2012 to 20 Sep 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (25 Feb 2011 to 1 Apr 2012)
    • CF30 Customer (25 Feb 2011 to 1 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.