QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shan Phoenix

    IRN SXP01881

    • CF30 Customer (2 Apr 2012 to 15 Feb 2013)
  • Shane Kenneth Gavin

    IRN SKG00012

    • CF1 Director (AR) (22 Feb 2012 to 23 Dec 2016)
  • Sharon Haines

    IRN SXH01975

    • CF1 Director (AR) (23 Jun 2009 to 19 Jun 2014)
  • Sharon Jane Stockdale

    IRN SJS00117

    • CF4 Partner (AR) (27 Jul 2012 to 8 Nov 2015)
  • Sharon Louise Trinder

    IRN SLT01057

    • CF11 Money Laundering Reporting (27 Jan 2014 to 31 Dec 2015)
  • Sharvananda Nimalananda

    IRN SXN00009

    • CF1 Director (AR) (25 Feb 2009 to 12 May 2010)
    • CF30 Customer (25 Feb 2009 to 12 May 2010)
  • Shaun Andrew Conboy

    IRN SAC00046

    • CF30 Customer (1 Nov 2007 to 14 May 2008)
    • CF21 Investment Adviser (2 Feb 2006 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (2 Feb 2006 to 31 Jan 2007)
  • Shaun Andrew Reed

    IRN SAR00029

    • CF30 Customer (19 May 2009 to 1 Oct 2012)
  • Shaun David Proudlove

    IRN SDP01093

    • CF11 Money Laundering Reporting (4 Jan 2016 to 2 May 2016)
    • Responsible for Insurance Mediation (6 Sep 2010 to 10 Jul 2017)
    • CF1 Director (15 Feb 2010 to 18 Sep 2013)
    • CF10 Compliance Oversight (23 Jun 2008 to 10 Jul 2017)
  • Sheriden Lee Davy

    IRN SLD01028

    • CF11 Money Laundering Reporting (15 Jun 2017 to 18 Dec 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.