Shane Kenneth Gavin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Sep 2025)
    • CF30 Customer (since 10 Aug 2025)
    • CF1 Director (AR) (since 10 Aug 2025)
    • CF30 Customer (14 May 2008 to 23 Dec 2016)
    • CF1 Director (AR) (13 Feb 2008 to 23 Dec 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Sep 2025)
    • CF30 Customer (24 Oct 2016 to 8 Sep 2025)
    • CF1 Director (AR) (24 Oct 2016 to 8 Sep 2025)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (22 Feb 2012 to 23 Dec 2016)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (8 Nov 2007 to 23 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

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