Shaun David Proudlove

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF11 Money Laundering Reporting (4 Jan 2016 to 18 Mar 2017)
    • CF10 Compliance Oversight (9 Sep 2013 to 10 Jul 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF11 Money Laundering Reporting (4 Jan 2016 to 2 May 2016)
    • Responsible for Insurance Mediation (6 Sep 2010 to 10 Jul 2017)
    • CF1 Director (15 Feb 2010 to 18 Sep 2013)
    • CF10 Compliance Oversight (23 Jun 2008 to 10 Jul 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF10 Compliance Oversight (18 Jan 2008 to 10 Jul 2017)
    • CF11 Money Laundering Reporting (11 Apr 2007 to 3 Apr 2009)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF10 Compliance Oversight (18 Jan 2008 to 10 Jul 2017)
    • CF11 Money Laundering Reporting (11 Apr 2007 to 3 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.