QUILTER WEALTH LIMITED

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Laughton

  IRN NXL01150

  • CF30 Customer (18 Oct 2012 to 24 Mar 2016)
• Neil Levins O'Reilly

  IRN NLO00013

  • CF1 Director (AR) (25 Jun 2010 to 22 Mar 2013)
• Neil Spirit

  IRN NDS01057

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 18 Feb 2023)
• Neil Swainson

  IRN NRS00021

  • CF1 Director (AR) (2 Sep 2016 to 20 Apr 2023)
• Neil Wesson

  IRN NXW00023

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
• Nevil Robert Hope

  IRN NRH00012

  • CF30 Customer (11 Mar 2015 to 31 Mar 2021)
• Nicholas Ashton Coombs

  IRN NAC00009

  • CF30 Customer (23 Jun 2010 to 25 Oct 2011)
• Nicholas Geoffrey Sanderson

  IRN NGS00007

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Dec 2021)
  • CF30 Customer (23 Jan 2008 to 29 Dec 2021)
• Nicholas Hands Mansell

  IRN NHM01020

  • CF1 Director (AR) (29 Oct 2010 to 11 Aug 2014)
• Nicholas Harold Porter

  IRN NHP00006

  • CF21 Investment Adviser (11 Aug 2004 to 26 Oct 2004)

• Furnley House Wealth Management Ltd (no longer appointed)

  FRN 595628 · Appointed 27 Jan 2014 · Until 30 Dec 2014

• Michal Cuper (no longer appointed)

  FRN 613409 · Appointed 22 Jan 2014 · Until 26 Nov 2020

• Haverfords Limited (no longer appointed)

  FRN 613136 · Appointed 13 Jan 2014 · Until 18 Dec 2015

• Woodwards Wealth Management Limited (no longer appointed)

  FRN 613056 · Appointed 10 Jan 2014 · Until 7 May 2020

• Rutland Financial Services Limited (no longer appointed)

  FRN 612042 · Appointed 18 Dec 2013 · Until 20 Apr 2023

• Ashley Law Financial Solutions Limited (no longer appointed)

  FRN 611660 · Appointed 16 Dec 2013 · Until 3 Feb 2023

• Kevin Roche (no longer appointed)

  FRN 611519 · Appointed 11 Dec 2013 · Until 4 Feb 2015

• Charles Derby Capital Ltd (no longer appointed)

  FRN 611449 · Appointed 10 Dec 2013 · Until 5 Feb 2021

• Denis Gilgallon (no longer appointed)

  FRN 610828 · Appointed 27 Nov 2013 · Until 27 May 2020

• Robert Dent (no longer appointed)

  FRN 610690 · Appointed 22 Nov 2013 · Until 19 Jun 2021

No changes recorded yet.