Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 19 Mar 2015)
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Quilter Financial Advisers Ltd
FRN 452529
- (9)Employed By (since 16 Mar 2015)
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- CF30 Customer (11 Mar 2015 to 31 Mar 2021)
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- Employed By (11 Mar 2015 to 28 Jan 2021)
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- CF30 Customer (1 Nov 2007 to 14 Sep 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.