Neil Wesson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Oak Wealth Management Limited

    FRN 440850

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 Jul 2023)
    • [FCA CF] Client dealing (since 13 Jul 2023)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
    • CF30 Customer (1 Dec 2010 to 14 Aug 2020)
    • CF1 Director (AR) (1 Dec 2010 to 14 Aug 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (465)Employed By (30 May 2017 to 14 Aug 2020)
  • Godfrey Pearson & Partners IFA (no longer approved here)

    FRN 173401

    • (16)Employed By (1 Dec 2001 to 30 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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