QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Russell Brown

    IRN RLB00002

    • (1050)CF30 Customer (4 Mar 2011 to 24 Dec 2013)
    • (1051)CF4 Partner (AR) (4 Mar 2011 to 24 Dec 2013)
  • Russell Drayton

    IRN RJD01175

    • (892)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Oct 2021)
    • (891)CF30 Customer (23 Apr 2012 to 29 Oct 2021)
  • Russell John Hackwood

    IRN RXH00044

    • (1071)CF4 Partner (AR) (18 Feb 2014 to 30 Jan 2021)
    • (1070)CF30 Customer (18 Jul 2013 to 30 Jan 2021)
  • Ruth Markland

    IRN RXM01638

    • (484)SMF9 Chair of the Governing Body (since 1 Sep 2023)
    • (2248)SMF7 Group Entity Senior Manager (4 Feb 2021 to 31 Aug 2023)
    • (2249)CF2 Non Executive Director (25 Jun 2018 to 8 Dec 2019)
  • Ryan Cleland-Bogle

    IRN RXC01719

    • (450)CF1 Director (AR) (3 Sep 2009 to 26 Jul 2011)
  • Ryan Jack Marshall

    IRN RXM00682

    • (380)7. Giving personal recommendations on long-term care insurance contracts
    • (381)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (382)4. Giving personal recommendations on retail investment products which are not broker funds
    • (384)Appointed representative dealing with clients for which they require qualification (since 21 Jul 2022)
    • (383)CF30 Customer (since 8 Jul 2022)
  • Ryan Laurence Rispoli

    IRN RLR01039

    • (2087)CF30 Customer (2 Apr 2012 to 22 Aug 2015)
  • Ryan Nathan Windsor

    IRN RNW01040

    • (1780)CF30 Customer (17 Jun 2013 to 4 Aug 2014)
  • STUART Arnold

    IRN SXA00014

    • (1883)Appointed representative dealing with clients for which they require qualification (1 Jun 2021 to 23 Jun 2021)
  • Sagi Malka

    IRN SXM52195

    • (1596)Appointed representative dealing with clients for which they require qualification (15 Apr 2021 to 8 Jun 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (435)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  2. controlled function added: (434)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  3. controlled function added: (433)Appointed representative dealing with clients for which they require qualification

  4. controlled function added: (432)CF30 Customer

  5. controlled function added: (431)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (430)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (429)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  8. controlled function added: (428)CF1 Director (AR)

  9. controlled function added: (427)Appointed representative dealing with clients for which they require qualification

  10. controlled function added: (426)CF30 Customer

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