Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 10 Aug 2015)
- CF30 Customer (since 10 Aug 2015)
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Lombard Wealth Associates Limited
FRN 712135
- (1)Employed By (since 10 Aug 2015)
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- CF30 Customer (2 Apr 2012 to 22 Aug 2015)
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- CF30 Customer (13 Dec 2010 to 1 Apr 2012)
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- Employed By (13 Dec 2010 to 22 Aug 2015)
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- CF30 Customer (14 Jun 2010 to 19 Nov 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.