QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Laughton

    IRN NXL01150

    • (2206)CF30 Customer (18 Oct 2012 to 24 Mar 2016)
  • Neil Levins O'Reilly

    IRN NLO00013

    • (298)CF1 Director (AR) (25 Jun 2010 to 22 Mar 2013)
  • Neil Spirit

    IRN NDS01057

    • (874)[FCA CF] Manager of certification employee (1 Sep 2020 to 18 Feb 2023)
  • Neil Swainson

    IRN NRS00021

    • (1826)CF1 Director (AR) (2 Sep 2016 to 20 Apr 2023)
  • Neil Wesson

    IRN NXW00023

    • (1419)[FCA CF] Manager of certification employee (1 Sep 2020 to 11 Apr 2021)
  • Nevil Robert Hope

    IRN NRH00012

    • (2086)CF30 Customer (11 Mar 2015 to 31 Mar 2021)
  • Nicholas Ashton Coombs

    IRN NAC00009

    • (769)CF30 Customer (23 Jun 2010 to 25 Oct 2011)
  • Nicholas Geoffrey Sanderson

    IRN NGS00007

    • (992)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Dec 2021)
    • (991)CF30 Customer (23 Jan 2008 to 29 Dec 2021)
  • Nicholas Hands Mansell

    IRN NHM01020

    • (703)CF1 Director (AR) (29 Oct 2010 to 11 Aug 2014)
  • Nicholas Harold Porter

    IRN NHP00006

    • (118)CF21 Investment Adviser (11 Aug 2004 to 26 Oct 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (465)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (464)CF30 Customer

  3. controlled function added: (463)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (462)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (461)7. Giving personal recommendations on long-term care insurance contracts

  6. controlled function added: (460)11. Pension transfer specialist

  7. controlled function added: (459)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (458)CF30 Customer

  9. controlled function added: (457)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (456)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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