QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Hague

    IRN SXH00131

    • (1163)[FCA CF] Client dealing (1 Sep 2020 to 1 Feb 2022)
    • (1164)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 1 Feb 2022)
  • Stephen Holt

    IRN SXH00073

    • (1196)CF30 Customer (10 Mar 2010 to 22 Feb 2012)
  • Stephen Jackson

    IRN SXJ00050

    • (455)CF1 Director (AR) (29 Jul 2011 to 24 Nov 2014)
    • (454)CF30 Customer (7 Jul 2011 to 31 Aug 2014)
  • Stephen James Larner

    IRN SJL00076

    • (1151)CF30 Customer (27 Jan 2020 to 23 Jul 2021)
    • (1152)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jul 2021)
  • Stephen John Beadsley

    IRN SJB01482

    • (1282)CF30 Customer (15 Jul 2010 to 15 Sep 2011)
    • (1283)CF1 Director (AR) (15 Jul 2010 to 15 Sep 2011)
  • Stephen John Parkin

    IRN SXP00081

    • (685)CF1 Director (AR) (29 Sep 2011 to 28 Feb 2017)
    • (682)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (684)CF7 Sole Trader (AR) (4 Dec 2006 to 31 Jan 2007)
    • (683)CF21 Investment Adviser (27 May 2004 to 31 Oct 2007)
  • Stephen John Urry

    IRN SJU00002

    • (79)CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • (80)CF21 Investment Adviser (27 Jul 2007 to 31 Oct 2007)
  • Stephen Kilfoyle

    IRN SIK00002

    • (1751)CF30 Customer (28 Oct 2009 to 18 Apr 2011)
  • Stephen Lamond MacDonald MacLeod

    IRN SLM00018

    • (1147)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Dec 2025)
    • (1146)CF4 Partner (AR) (17 Nov 2015 to 4 Dec 2025)
    • (1145)CF30 Customer (2 Apr 2012 to 4 Dec 2025)
  • Stephen Lawrence Atwell

    IRN SLA00011

    • (1096)CF4 Partner (AR) (23 Nov 2009 to 29 Feb 2012)
    • (1093)CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • (1097)CF1 Director (25 Sep 2006 to 29 Feb 2012)
    • (1095)CF7 Sole Trader (AR) (2 Feb 2005 to 31 Jan 2007)
    • (1094)CF21 Investment Adviser (4 Jul 2003 to 31 Oct 2007)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (465)Appointed representative dealing with clients for which they require qualification

  2. controlled function added: (464)CF30 Customer

  3. controlled function added: (463)4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function added: (462)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  5. controlled function added: (461)7. Giving personal recommendations on long-term care insurance contracts

  6. controlled function added: (460)11. Pension transfer specialist

  7. controlled function added: (459)Appointed representative dealing with clients for which they require qualification

  8. controlled function added: (458)CF30 Customer

  9. controlled function added: (457)4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function added: (456)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

Show more