QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Cartwright

    IRN PXC01771

    • (566)CF1 Director (AR) (19 Mar 2009 to 1 Apr 2010)
  • Peter Charles Bull

    IRN PCB00018

    • (289)CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • (290)CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
  • Peter Fielding

    IRN PXF00044

    • (268)CF30 Customer (14 Nov 2012 to 23 Apr 2013)
  • Peter Frederick Woodward

    IRN PFW00003

    • (1024)CF1 Director (AR) (20 Feb 2014 to 27 Jul 2021)
  • Peter Gibbon

    IRN PHG00008

    • (952)Appointed representative dealing with clients for which they require qualification (5 Jan 2021 to 31 Dec 2021)
  • Peter Graham White

    IRN PGW00006

    • (304)CF30 Customer (1 Nov 2007 to 7 May 2009)
    • (306)CF7 Sole Trader (AR) (8 Feb 2005 to 31 Jan 2007)
    • (305)CF21 Investment Adviser (8 Feb 2005 to 31 Oct 2007)
  • Peter Hannington

    IRN PJH00079

    • (954)CF1 Director (AR) (1 Jul 2010 to 13 Jul 2012)
    • (953)CF30 Customer (15 Jul 2009 to 13 Jul 2012)
  • Peter James Degg

    IRN PJD00012

    • (969)CF30 Customer (4 Jul 2012 to 29 Jan 2018)
  • Peter James Hillman

    IRN PJH01381

    • (1278)CF30 Customer (21 Aug 2012 to 16 Jul 2020)
  • Peter John Allerton

    IRN PJA00016

    • (1035)CF4 Partner (AR) (23 Aug 2012 to 30 Jul 2013)
    • (1034)CF30 Customer (23 Aug 2012 to 31 Dec 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (485)SMF10 Chair of the Risk Committee

  2. controlled function added: (484)SMF9 Chair of the Governing Body

  3. controlled function added: (483)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (482)SMF18 Other Overall Responsibility

  5. controlled function added: (481)CF1 Director (AR)

  6. controlled function added: (480)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (479)CF30 Customer

  8. controlled function added: (478)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (477)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (476)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

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