Peter James Degg

• Fairstone Financial Management Limited

  FRN 475973

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 Jan 2018 to 8 Dec 2019)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (4 Jul 2012 to 29 Jan 2018)
• Sovereign Wealth Management Ltd (no longer approved here)

  FRN 540813

  • Employed By (4 Jul 2012 to 29 Jan 2018)
• Succession Financial Management Limited (no longer approved here)

  FRN 225831

  • CF30 Customer (1 Nov 2007 to 31 May 2012)
  • CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 20 Jul 2007)
• Lampiers Financial Planning Limited (no longer approved here)

  FRN 134985

  • (6)Employed By (21 Jan 2004 to 19 Mar 2004)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • CF21 Investment Adviser (15 Jul 2002 to 30 Jan 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)
• Redcliffe Associates Independent Financial Advisers Limited (no longer approved here)

  FRN 192404

  • Employed By (20 Sep 2001 to 30 Jan 2004)

No changes recorded yet.