Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Corbel Partners Limited
FRN 429142
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 25 May 2023)
- [FCA CF] Functions requiring qualifications (since 25 May 2023)
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- [FCA CF] Functions requiring qualifications (8 Sep 2022 to 23 May 2023)
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- CF1 Director (AR) (30 Dec 2020 to 5 Apr 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2022)
- CF30 Customer (1 Jun 2018 to 5 Apr 2022)
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- CF30 Customer (15 Apr 2013 to 31 Jul 2015)
- CF1 Director (AR) (15 Aug 2012 to 12 Jan 2018)
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- CF30 Customer (11 Jun 2012 to 18 Jul 2013)
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- CF1 Director (AR) (1 Jul 2010 to 13 Jul 2012)
- CF30 Customer (15 Jul 2009 to 13 Jul 2012)
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- CF21 Investment Adviser (29 Apr 2005 to 1 Dec 2006)
- CF22 Investment Adviser (Trainee) (14 Jan 2005 to 29 Apr 2005)
- CF7 Sole Trader (AR) (14 Jan 2005 to 5 Oct 2005)
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- Employed By (14 Jan 2005 to 1 Dec 2006)
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- Employed By (2 Dec 2004 to 18 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.