QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Dean

    IRN TXD00020

    • (299)CF30 Customer (2 Apr 2012 to 31 Dec 2013)
  • Thomas Edgar Dare Douglas

    IRN TXD06190

    • (462)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (460)11. Pension transfer specialist
    • (463)4. Giving personal recommendations on retail investment products which are not broker funds
    • (461)7. Giving personal recommendations on long-term care insurance contracts
    • (465)Appointed representative dealing with clients for which they require qualification (since 17 Feb 2023)
    • (464)CF30 Customer (since 10 Jun 2021)
  • Thomas Henry Tulk

    IRN THT00001

    • (278)CF1 Director (AR) (10 Mar 2011 to 24 Dec 2013)
    • (277)CF30 Customer (10 Mar 2011 to 24 Dec 2013)
  • Thomas Hughes

    IRN TAH01068

    • (908)CF1 Director (AR) (16 Mar 2011 to 17 May 2012)
  • Thomas John Boucher

    IRN TJB00005

    • (1457)CF30 Customer (2 Apr 2012 to 22 Apr 2013)
  • Thomas John Clarke

    IRN TJC01116

    • (41)CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • (42)CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
  • Thomas Martin Tunney

    IRN TMT00006

    • (559)CF30 Customer (6 Dec 2010 to 30 Dec 2011)
  • Thomas Munro

    IRN TXM00002

    • (1106)CF1 Director (AR) (13 May 2005 to 8 Nov 2005)
    • (1105)CF21 Investment Adviser (13 May 2005 to 8 Nov 2005)
  • Thomas Nicholas Hood Cronin

    IRN TNC00005

    • (1811)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Apr 2021)
    • (1810)CF4 Partner (AR) (10 May 2013 to 17 Dec 2020)
    • (1809)CF30 Customer (10 May 2013 to 26 Apr 2021)
  • Thomas Rowan Perry

    IRN TXP78356

    • (10)CF1 Director (AR) (since 7 May 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (485)SMF10 Chair of the Risk Committee

  2. controlled function added: (484)SMF9 Chair of the Governing Body

  3. controlled function added: (483)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (482)SMF18 Other Overall Responsibility

  5. controlled function added: (481)CF1 Director (AR)

  6. controlled function added: (480)Appointed representative dealing with clients for which they require qualification

  7. controlled function added: (479)CF30 Customer

  8. controlled function added: (478)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (477)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  10. controlled function added: (476)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

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