Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (14 Aug 2020 to 31 Mar 2022)
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- CF1 Director (AR) (27 Jan 2015 to 15 Jun 2018)
- CF30 Customer (13 Jan 2010 to 1 Apr 2012)
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- CF1 Director (AR) (27 Jan 2015 to 15 Jun 2018)
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- CF30 Customer (2 Apr 2012 to 22 Apr 2013)
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- Employed By (13 Jan 2010 to 15 Jun 2018)
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- Employed By (25 Jun 2007 to 3 Dec 2008)
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- CF1 Director (AR) (1 Dec 2001 to 31 Oct 2004)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
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- CF1 Director (AR) (1 Dec 2001 to 12 Jul 2007)
- CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.