This firm is no longer registered as an appointed representative.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
Principality Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
12 Spilman StreetCarmarthenDyfedSA31 1JYUNITED KINGDOM- Phone
- +4401267238311
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adrian Magor
IRN AXM00369
- Employed By (15 Jul 2005 to 24 Oct 2007)
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Andrew John Henson
IRN AJH00122
- Employed By (1 Dec 2001 to 17 Dec 2003)
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Arun Matta
IRN RXM00063
- Employed By (2 Sep 2002 to 7 Jun 2003)
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David George Elvy
IRN DGE00004
- Employed By (1 Dec 2001 to 10 Aug 2002)
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Dennis Frederick Spindler
IRN DFS00004
- Employed By (1 Dec 2001 to 19 Jun 2003)
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Dylan Gwynfryn Jones
IRN DGJ00008
- Employed By (21 Jul 2006 to 7 Feb 2007)
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Garth Malcolm Scott
IRN GXS00070
- Employed By (15 Mar 2005 to 24 Oct 2007)
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Graham Gunn
IRN GXG00005
- Employed By (12 Jul 2007 to 24 Oct 2007)
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Ivor David Jones
IRN IDJ00002
- Employed By (5 Sep 2002 to 3 Jul 2007)
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James Macleod Boyd
IRN JXB00081
- Employed By (12 Jul 2007 to 3 Dec 2008)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.