Thomas Nicholas Hood Cronin

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corporate Financial Resources LLP

    FRN 942580

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 May 2021)
    • [FCA CF] Client dealing (since 4 May 2021)
    • SMF27 Partner (since 4 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2021)
    • SMF16 Compliance Oversight (since 4 May 2021)
    • Responsible for Insurance Distribution (since 4 May 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Apr 2021)
    • CF4 Partner (AR) (10 May 2013 to 17 Dec 2020)
    • CF30 Customer (10 May 2013 to 26 Apr 2021)
  • Mark Cornelius (no longer approved here)

    FRN 600393

    • (1)Employed By (29 Jun 2015 to 12 Dec 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (10 May 2013 to 17 Dec 2020)
  • Corporate Financial Resources LLP (no longer approved here)

    FRN 573211

    • Employed By (28 Feb 2012 to 5 May 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (1 Jun 2005 to 12 Dec 2024)
    • CF21 Investment Adviser (1 Jun 2005 to 5 Jan 2006)
  • Landmark Financial Resources (no longer approved here)

    FRN 214481

    • (12)Employed By (8 Jul 2002 to 12 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

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