Thomas Munro

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

McHardy Private Wealth Limited (no longer approved here)
FRN 469955
- [FCA CF] Client dealing (22 Aug 2022 to 6 Jan 2025)
- [FCA CF] Functions requiring qualifications (22 Aug 2022 to 6 Jan 2025)
SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 588378
- CF30 Customer (28 Apr 2016 to 1 Nov 2016)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (22 Dec 2010 to 23 Dec 2010)
- CF30 Customer (22 Dec 2010 to 23 Dec 2010)
Tom Munro Financial Solution Ltd (no longer approved here)
FRN 436259
- Employed By (21 Sep 2005 to 15 Jul 2013)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF21 Investment Adviser (13 May 2005 to 8 Nov 2005)
- CF1 Director (AR) (13 May 2005 to 8 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.