QUILTER WEALTH LIMITED
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
For Retail (Investment), Professional
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Thomas Dean
IRN TXD00020
- (299)CF30 Customer (2 Apr 2012 to 31 Dec 2013)
- Thomas Edgar Dare Douglas
IRN TXD06190
- (462)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (460)11. Pension transfer specialist
- (463)4. Giving personal recommendations on retail investment products which are not broker funds
- (461)7. Giving personal recommendations on long-term care insurance contracts
- (465)Appointed representative dealing with clients for which they require qualification (since 17 Feb 2023)
- (464)CF30 Customer (since 10 Jun 2021)
- Thomas Henry Tulk
IRN THT00001
- (278)CF1 Director (AR) (10 Mar 2011 to 24 Dec 2013)
- (277)CF30 Customer (10 Mar 2011 to 24 Dec 2013)
- Thomas Hughes
IRN TAH01068
- (908)CF1 Director (AR) (16 Mar 2011 to 17 May 2012)
- Thomas John Boucher
IRN TJB00005
- (1457)CF30 Customer (2 Apr 2012 to 22 Apr 2013)
- Thomas John Clarke
IRN TJC01116
- (41)CF30 Customer (1 Nov 2007 to 30 Sep 2010)
- (42)CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
- Thomas Martin Tunney
IRN TMT00006
- (559)CF30 Customer (6 Dec 2010 to 30 Dec 2011)
- Thomas Munro
IRN TXM00002
- (1106)CF1 Director (AR) (13 May 2005 to 8 Nov 2005)
- (1105)CF21 Investment Adviser (13 May 2005 to 8 Nov 2005)
- Thomas Nicholas Hood Cronin
IRN TNC00005
- (1811)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Apr 2021)
- (1810)CF4 Partner (AR) (10 May 2013 to 17 Dec 2020)
- (1809)CF30 Customer (10 May 2013 to 26 Apr 2021)
- Thomas Rowan Perry
IRN TXP78356
- (10)CF1 Director (AR) (since 7 May 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Invicta Financial Solutions(no longer appointed)
FRN 201784 · Appointed 26 Nov 2010 · Until 1 Feb 2016
- It's About Money Financial Services Limited(no longer appointed)
FRN 535730 · Appointed 12 Nov 2010 · Until 13 Jan 2020
- C A Financial Services Ltd(no longer appointed)
FRN 469361 · Appointed 21 Oct 2010 · Until 5 May 2022
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (366)CF30 Customer
controlled function added: (365)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (364)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (363)CF1 Director (AR)
controlled function added: (362)Appointed representative dealing with clients for which they require qualification
controlled function added: (361)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
controlled function added: (360)CF1 Director (AR)
controlled function added: (359)Appointed representative dealing with clients for which they require qualification
controlled function added: (358)CF30 Customer
controlled function added: (356)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)