QUILTER WEALTH LIMITED

Date authorised
1 April 2013
Companies House
04500273
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Unit, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the investment types granted for this activity

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rosalind Lister

    IRN RXL00078

    • (98)[FCA CF] Manager of certification employee (since 22 Jan 2024)
    • (1581)[FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
  • Rosaline Sara Collom

    IRN RSH01070

    • (2010)CF30 Customer (23 Apr 2014 to 17 Nov 2014)
  • Rosemary Harris

    IRN RXH00169

    • (1899)CF2 Non Executive Director (8 Feb 2017 to 8 Dec 2019)
  • Ross Alexander Bryant

    IRN RAB01362

    • (1761)CF30 Customer (14 Feb 2013 to 28 Apr 2014)
  • Ross Francie McFadzean

    IRN RFM00018

    • (994)CF30 Customer (1 Nov 2007 to 28 Jan 2011)
    • (995)CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
  • Ross Tye

    IRN RXT00086

    • (89)11. Pension transfer specialist
    • (91)[FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • (90)[FCA CF] Client dealing (since 1 Sep 2020)
  • Roy Anthony Bailey

    IRN RAB00033

    • (2163)CF30 Customer (2 Apr 2012 to 24 Feb 2014)
  • Roy Gregory

    IRN RXG00063

    • (511)CF30 Customer (1 Nov 2007 to 29 Dec 2011)
    • (512)CF21 Investment Adviser (9 Dec 2004 to 31 Oct 2007)
  • Roy Steven Prince

    IRN RSP00017

    • (746)CF30 Customer (24 Mar 2011 to 31 Dec 2012)
    • (747)CF1 Director (AR) (24 Mar 2011 to 18 Jul 2023)
  • Russell Blackhurst

    IRN RLB01143

    • (772)Appointed representative dealing with clients for which they require qualification (20 May 2022 to 21 Sep 2022)
    • (771)CF30 Customer (13 May 2022 to 21 Sep 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (396)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  2. controlled function added: (395)21. Advising or arranging (bringing about) equity release transactions

  3. controlled function added: (394)Appointed representative dealing with clients for which they require qualification

  4. controlled function added: (393)CF30 Customer

  5. controlled function added: (392)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (391)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  7. controlled function added: (390)7. Giving personal recommendations on long-term care insurance contracts

  8. controlled function added: (389)Appointed representative dealing with clients for which they require qualification

  9. controlled function added: (388)CF30 Customer

  10. controlled function added: (387)4. Giving personal recommendations on retail investment products which are not broker funds

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