Rosaline Sara Collom

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 May 2024)
    • [FCA CF] Client dealing (since 13 May 2024)
    • CF30 Customer (since 10 May 2024)
  • Lothbury Wealth Management Limited

    FRN 512199

    • (2)Employed By (since 10 May 2024)
    • (5)Employed By (21 Aug 2023 to 31 Mar 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (14 Sep 2018 to 31 Mar 2024)
  • Finance Planning Wealth Management Limited (no longer approved here)

    FRN 673741

    • Employed By (14 Sep 2018 to 31 Mar 2024)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (25 Jul 2017 to 27 Oct 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (23 Apr 2014 to 17 Nov 2014)
  • Charles Derby Private Clients Ltd (no longer approved here)

    FRN 608110

    • Employed By (23 Apr 2014 to 17 Nov 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Mar 2013 to 17 Nov 2014)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (535)Employed By (11 Mar 2013 to 17 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Lothbury Wealth Management Limited

  2. controlled function added: (5)Employed By at Lothbury Wealth Management Limited

  3. controlled function added: (2)Employed By at Lothbury Wealth Management Limited