Ross Francie McFadzean

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North West) Limited

    FRN 229808

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
    • [FCA CF] Client dealing (since 21 Jan 2026)
  • Perspective (North East) Limited

    FRN 150317

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 28 Jan 2011)
    • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)
  • Blue Line Financial Services (no longer approved here)

    FRN 461858

    • Employed By (4 Jan 2007 to 28 Jan 2011)
  • Thomas Dawson Wake (no longer approved here)

    FRN 216619

    • (2)Employed By (1 Dec 2001 to 15 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.