Date authorised
1 April 2013
Companies House
05495327
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Hoskings

    IRN AXH02402

    • CF1 Director (AR) (19 Jun 2013 to 29 Oct 2014)
  • Alan James Gardiner

    IRN AJG01419

    • CF1 Director (AR) (6 Sep 2016 to 8 Nov 2018)
  • Alan Jones

    IRN AXJ00033

    • CF1 Director (AR) (17 Sep 2015 to 30 Apr 2020)
  • Alan Lazenby

    IRN AXL00095

    • CF1 Director (AR) (9 Jul 2015 to 14 Oct 2015)
  • Alan Lyne

    IRN ADL01077

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
    • CF1 Director (AR) (4 Nov 2008 to 30 Sep 2022)
  • Alan Macdonald

    IRN AXM02600

    • CF1 Director (AR) (8 Aug 2008 to 19 Oct 2012)
  • Alan Monti

    IRN AXM00728

    • Appointed representative dealing with clients for which they require qualification (1 Aug 2021 to 30 Sep 2022)
  • Alan Peter Miller

    IRN APM00066

    • CF1 Director (AR) (30 Jan 2009 to 13 Jul 2010)
  • Alan Raymond Poole

    IRN ARP00002

    • CF4 Partner (AR) (27 Mar 2015 to 31 Jul 2018)
  • Alan Roy Pearson

    IRN ARP00032

    • CF1 Director (AR) (28 Aug 2014 to 11 Mar 2021)
    • CF4 Partner (AR) (31 May 2006 to 13 Dec 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Gary Malone (no longer appointed)

    FRN 196134 · Appointed 28 Jul 2015 · Until 14 Apr 2021

  • Steven Irving (no longer appointed)

    FRN 414515 · Appointed 24 Jul 2015 · Until 24 Aug 2021

  • Jamie Bray (no longer appointed)

    FRN 200107 · Appointed 24 Jul 2015 · Until 13 Jan 2017

  • Regency Financial Ltd (no longer appointed)

    FRN 228250 · Appointed 24 Jul 2015 · Until 5 Aug 2022

  • Christopher Walters (no longer appointed)

    FRN 171905 · Appointed 23 Jul 2015 · Until 8 Apr 2021

  • IDFM (City) Ltd (no longer appointed)

    FRN 466181 · Appointed 23 Jul 2015 · Until 9 Mar 2026

  • Jim Maguire Financial Services (no longer appointed)

    FRN 153314 · Appointed 23 Jul 2015 · Until 3 Sep 2019

  • Ian Entwistle (no longer appointed)

    FRN 228869 · Appointed 22 Jul 2015 · Until 3 Feb 2020

  • Stuart Andrew Lawes (no longer appointed)

    FRN 200174 · Appointed 22 Jul 2015 · Until 15 Dec 2020

  • Richard Wales (no longer appointed)

    FRN 177824 · Appointed 22 Jul 2015 · Until 30 May 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.