Alan Hoskings

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Feb 2022)
    • CF30 Customer (since 4 Feb 2022)
    • CF1 Director (AR) (19 Jun 2013 to 29 Oct 2014)
    • CF30 Customer (19 Jun 2013 to 29 Oct 2014)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (21 Sep 2020 to 22 Nov 2021)
    • [FCA CF] Functions requiring qualifications (21 Sep 2020 to 22 Nov 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (19 Jun 2013 to 29 Oct 2014)
  • Affinity Wealth Managers Ltd (no longer approved here)

    FRN 602695

    • Employed By (19 Jun 2013 to 29 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.