Quilter Mortgage Planning Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Dereck Roalfe
IRN DLR00010
- CF1 Director (AR) (21 Aug 2015 to 1 Dec 2021)
Derek Davies
IRN DXD00031
- [FCA CF] Client dealing (1 Sep 2020 to 4 Apr 2025)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Apr 2025)
Derek Edward Reading
IRN DXR00076
- CF1 Director (AR) (22 Sep 2015 to 16 Jun 2016)
Derek Evans
IRN DXE01241
- CF1 Director (AR) (12 Aug 2013 to 29 Apr 2015)
Derek Gunningham
IRN DXG00013
- CF1 Director (AR) (26 Jun 2019 to 24 Sep 2021)
Derek Jamieson
IRN DAJ00027
- Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 27 Aug 2021)
Derek Ohlendorf
IRN DRO01026
- [FCA CF] Manager of certification employee (since 1 Sep 2020)
Derek Osborne
IRN DXO00004
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Mar 2020)
- CF1 Director (AR) (3 Mar 2015 to 26 Mar 2020)
Dermot O'Sullivan
IRN DXO01298
- CF1 Director (AR) (22 May 2013 to 22 Nov 2016)
Desmond Glyn Thomas
IRN DGT01040
- CF1 Director (AR) (12 Oct 2017 to 2 Sep 2024)

Smaller firms operating under this firm's FCA authorisation.

Kingfisher and Key Financial Solutions Limited
FRN 804452 · Appointed 19 Mar 2018
Riches Wealth Ltd
FRN 799609 · Appointed 25 Jan 2018
David Brown
FRN 798726 · Appointed 16 Jan 2018
Chambers Financial Services Limited
FRN 796480 · Appointed 14 Dec 2017
Tracey Peden Financial Planning Ltd
FRN 796191 · Appointed 11 Dec 2017
Cavell Rose Ltd
FRN 790277 · Appointed 4 Dec 2017
Fortuna Major Financial Planning Ltd
FRN 793655 · Appointed 22 Nov 2017
E F Solutions (North) Ltd
FRN 789908 · Appointed 27 Sep 2017
Raj Dattani
FRN 789847 · Appointed 26 Sep 2017
Derwen Financial Planning Ltd
FRN 788539 · Appointed 13 Sep 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.