Derek Gunningham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Financial Planning Limited

    FRN 193503

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2022)
    • [FCA CF] Manager of certification employee (22 Nov 2022 to 14 Nov 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (26 Jun 2019 to 24 Sep 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (26 Jun 2019 to 24 Sep 2021)
  • Throgmorton Investment Management Ltd (no longer approved here)

    FRN 516710

    • (2)Employed By (26 Feb 2010 to 2 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

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