Derek Edward Reading

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (22 Sep 2015 to 16 Jun 2016)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF4 Partner (AR) (18 Sep 2009 to 11 Dec 2012)
- CF30 Customer (18 Sep 2009 to 8 Jul 2011)
Fortress Wealth Partnership Limited (no longer approved here)
FRN 496055
- (2)Employed By (18 Sep 2009 to 11 Dec 2012)
Openwork Limited (no longer approved here)
FRN 408285
- CF1 Director (AR) (7 Jun 2005 to 27 Feb 2009)
- CF7 Sole Trader (AR) (1 Jun 2005 to 7 Jun 2005)
Sycamore Financial Management Limited (no longer approved here)
FRN 433700
- Employed By (7 Jun 2005 to 27 Feb 2009)
Reading Associates (no longer approved here)
FRN 215941
- (5)Employed By (1 Dec 2001 to 7 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.