Derek Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Client dealing (1 Sep 2020 to 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Apr 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Client dealing (1 Sep 2020 to 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Apr 2025)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Client dealing (1 Sep 2020 to 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Client dealing (1 Sep 2020 to 4 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Apr 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Apr 2025)
    • [FCA CF] Client dealing (1 Sep 2020 to 4 Apr 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Apr 2025)
    • [FCA CF] Client dealing (1 Sep 2020 to 4 Apr 2025)
  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • CF30 Customer (27 Oct 2015 to 17 Mar 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (9 Apr 2008 to 10 Dec 2012)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (24 Jun 2004 to 27 Jan 2006)
    • CF22 Investment Adviser (Trainee) (21 Apr 2004 to 24 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.