Quilter Mortgage Planning Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Katy Marie Davies
IRN KMD01049
- (94)CF4 Partner (AR) (5 Jun 2009 to 3 May 2011)
Katy Murray
IRN KXM00540
- (775)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (776)Appointed representative dealing with clients for which they require qualification (since 28 Nov 2022)
Keith Allen Prescott
IRN KAP00007
- (186)CF21 Investment Adviser (5 Oct 2007 to 5 Oct 2007)
- (185)CF22 Investment Adviser (Trainee) (4 Oct 2006 to 5 Oct 2007)
Keith Andrew Hill
IRN KAH00004
- (408)CF4 Partner (AR) (31 Jul 2013 to 6 Jun 2019)
Keith Anthony Millington
IRN KAM00006
- (1336)CF1 Director (AR) (since 28 Jul 2015)
Keith Brian Palmer
IRN LXP00032
- (2550)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2024)
- (2551)CF1 Director (AR) (9 Jul 2013 to 1 Oct 2024)
Keith David Rooney
IRN KDR01021
- (1096)CF1 Director (AR) (since 16 Jul 2015)
Keith Edward Mullins
IRN KEM00006
- (2521)CF4 Partner (AR) (28 May 2020 to 31 Jan 2023)
Keith Gerrard Bridgen
IRN KGB01030
- (262)CF1 Director (AR) (31 Oct 2006 to 23 Sep 2008)
Keith Graham Frederick Roostan
IRN KXR11334
- (26)CF1 Director (AR) (since 11 Feb 2019)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.