Keith Edward Mullins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 31 Mar 2023)
    • CF1 Director (AR) (since 31 Mar 2023)
    • CF30 Customer (since 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (1 Feb 2023 to 5 Apr 2023)
    • [FCA CF] Client dealing (1 Feb 2023 to 5 Apr 2023)
  • KEM Financial Services Limited

    FRN 989631

    • (2)Employed By (since 31 Mar 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (11 Oct 2021 to 31 Jan 2023)
    • CF30 Customer (28 May 2020 to 31 Jan 2023)
    • CF4 Partner (AR) (28 May 2020 to 31 Jan 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (28 May 2020 to 31 Jan 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Oct 2021)
    • CF30 Customer (30 Nov 2007 to 10 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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